Client Disclosure Statement: Integrity Alliance understands the importance of ensuring continued access to funds and securities for our customers in the event a disaster significantly disrupts our home office operations. As a result, Integrity Alliance has developed a Business Continuity Plan that describes how we will respond to events that significantly disrupt our home office operations.

In the event a significant business disruption affects the home office operations, we plan on continuing to conduct business during those disruptions and may relocate personnel to an alternative location. Our Brokerage and Advisory business is operated by our Clearing Firms located in different regions of the country. Integrity Alliance’s customer data is maintained by Softek in Denver, CO. These companies maintain business continuity plans that support our plan.

In the event of a significant business disruption at our home office, customers should directly contact their Integrity Alliance representative. Customers may also contact our home office at (877) 886-1939.

While we have a Business Continuity Plan in place, we cannot guarantee that we are able to recover as quickly as outlined above since the timing and impact of disasters are unpredictable. Our recovery may also be negatively impacted by the unavailability of third parties and/or other circumstances beyond our control.